Details

Subject(s)

• Governmental investigations—United States [Browse]
• Grand jury—United States [Browse]
• Corporation law—United States [Browse]

Related name

• Kaplan, Neil A. [Browse]
• American Bar Association. Young Lawyers Division [Browse]

Series

Professional education publications [More in this series]

Notes

"Co-sponsored with the Young Lawyers Division of the American Bar Association."

Bibliographic references

Includes bibliographical references.

Action note

Committed to retain in perpetuity — ReCAP Shared Collection (HUL)

Contents

• 1. The civil and criminal implications of parallel proceedings on corporations and their officers. Definition of parallel proceedings ; Parallel enforcement proceedings : guidelines for the corporate lawyer / Marvin G. Pickholz
• 2. Agency enforcement programs. Excerpt from: Obtaining evidence for federal economic crime prosecutions : an overview and analysis of investigative methods / Stephen V. Wilson and A. Howard Matz ; Excerpt from: Investigations by the Securities and Exchange Commission / Lewis B. Merrifield III ; Excerpt from: Government investigative weapons / Thomas F. Gardner ; Excerpt from: Effective defense of SEC investigations : laying the foundation for successful disposition of subsequent civil, administrative or criminal proceedings / Arthur F. Mathews ; Excerpt from: Investigations by the Securities and Exchange Commission / Lewis B. Merrifield III ; Excerpt from: Certain considerations of counsel representing clients with obligations under the federal securities laws confronted with other potential or real civil and criminal proceedings / Marvin G. Pickholz ;
• Excerpts (2) from: Investigations by the Securities and Exchange Commission / Lewis B. Merrifield III ; SEC criminal references / Peter H. Morrison ; Excerpt from: Certain considerations of counsel representing clients with obligations under the federral securities laws confronted with other potential or real civil and criminal proceedings / Marvin G. Pickholz ; Excerpt from: SEC report on questionable and illegal corporate payments and practices ; Excerpt from: The pros and cons of voluntary disclosure / James E. Sharp ; Excerpt from: Government investigative weapons / Thomas F. Gardner ; Department of Justice policies in criminal tax investigations / Cono R. Namorato ; The Internal Revenue Service's voluntary disclosure program / Cono R. Namorato ; Antitrust Division [of the Dept. of Justice] investigations / David R. Melincoff ; Excerpts (2) from: Administrative agency investigations and voluntary disclosure / Timothy J. Burke ; Excerpt from: Federal antitrust enforcement : a partnership with the private bar / Ky P. Ewing, Jr. ;
• The disclosure of antitrust violations and prosecutorial discretion / John H. Shenefield ; HUD's use of suspension and debarment remedies : an overview / Richard O. Duvall ; DOE civil enforcement actions / Paul G. Wallach ; Excerpt from: Enforcement of criminal sanctions for the violation of federal controls on the prices of crude oil and petroleum products / Thomas R. Trowbridge III ; The Inspectors General role in investigations : a discussion of selected issues / Richard O. Duvall ; The IG Act : a major escalation in the war on fraud / Herbert J. Miller Jr. ; Misconduct in connection with agency investigations / James F. Neal
• 3. Criminal investigations and grand jury proceedings. Excerpt from: Note, developments in the law
• corporate crime : regulating corporate behavior through criminal sanctions ; The application of the government's traditional criminal weapons : obstruction of justice, perjury and false statements, mail and wire fraud and conspiracy / Donald C. Smalts ; Are prosecutors going wild over RICO? / Tony Marro and Elaine Shannon ;
• The Racketeer Influenced and Corrupt Organizations Act / Donald C. Smaltz ; Forfeiture under U.S.C. [section] 1963 : RICO's most powerful weapon / William W. Taylor ; Excerpt from: The Foreign Corrupt Practices Act / Judah Best ; Excerpt from: Note: A congressional response to the problem of questionable corporate payments abroad : the Foreign Corrupt Practices Act of 1977 ; The antibribery provisions of the Foreign Corrupt Practices Act / Richard S. Shine ; Excerpt from: The meaning of the term "corruptly" under the Foreign Corrupt Practices Act of 1977 / Paul L. Friedman, Jennifer A. Sullivan, and S. Thomas Pollack ; Expediting and facilitating payments / John M. Fedders ; Excerpt from: The Foreign Corrupt Practices Act / Judah Best ; The Justice Department's Foreign Corrupt Practices Act review procedure ; Corporate in-house investigations prior to the submission of a FCPA review request / John M. Fedders ; Grand jury investigations / Cono R. Namorato ; Grand jury investigations / Seymour Glanzer ;
• Fifth Amendment, immunity, and negotiating with the government / Alan F. Berkeley ; The government's obligation to immunize defense witnesses / Marvin G. Pickholz ; American Bar Association policy on grand jury recommendations ; Cases on grand jury abuses / Peter A. White and Antonia B. Ianniello ; Multiple representation : an analysis of its problems, benefits, and treatment by the courts / Robert S. Bennett ; Excerpt from: Multiple representation of targets and witnesses during a grand jury investigation / Peter W. Tague ; Indemnification of corporate officials in parallel proceedings / Herbert S. Wander
• 4. Internal corporate investigations. Excerpt from: Internal corporate investigations : maintaining the confidentiality of a corporate client's communications / Dennis J. Block and Nancy E. Barton ; Responsibility to ferret out corporate misconduct : disclosure responsibilities under the federal securities laws / Wallace L. Timmeny ; Preserving the confidentiality of investigative files / Marvin Schwartz ;
• Factual investigation of client's involvement in matters under investigation / John M. Fedders ; Excerpt from: Internal corporate investigations : maintaining the confidential of a corporate client's communications with investigative counsel / Dennis J. Block and Nancy E. Barton ; Use of special counsel to conduct internal investigations / William H. Schweitzer ; Destruction of corporate documents and records / John M. Fedders ; Non-whistle-blowing lawyers risk criminal charges / Herbert J. Miller and R. Stan Mortenson
• 5. Problems arising from and limitations on parallel proceedings. Excerpt from: Preserving the confidentiality of investigative files / Marvin Schwartz ; Excerpt from: Internal corporate investigations : maintaining the confidentiality of a corporate client's communications with investigative counsel / Dennis J. Block and Nancy E. Barton ; [Two more excerpts from each of the previous two articles] ; Excerpt from: The work-product doctrine in criminal cases / Judah Best ;
• Excerpt from: Problems relating to sharing of information in parallel investigations / Paul L. Friedman ; Excerpt from: The sharing of information among government entities during parallel grand jury and administrative agency investigations / Richard L. Cys and Daniel A. Rezneck ; Excerpt from: Parallel investigations : interagency sharing of information and Freedom of Information Act problems / Paul L. Friedman ; Excerpt from: Grand jury secrecy and the administrative agency : balancing effective prosecution and white collar crime against traditional safeguards / Marvin Pickholz and Joyce Merrick Pickholz ; Excerpt from: Parallel investigations ... / Paul L. Friedman ; Excerpts (2) from: Problems relating to sharing of information in parallel investigations / Paul L. Friedman ; Excerpt from: Internal corporate investigations ... / Dennis J. Block and Nancy E. Barton ; Excerpt from: Misconduct in connection with an agency investigation / James F. Neal ; Excerpt from: Problems relating to sharing of information in parallel proceedings / Paul L. Friedman ;
• Excerpts (2) from: The separate problems of good faith and collateral estoppel / Stephen V. Wilson ; An assessment of collateral estoppel on SEC enforcement proceedings after Parlane Hosiery Co. v. Shore / Marvin G. Pickholz and Richard E. Brodsky ; Excerpt from: Parallel civil cases and global settlements / Marvin G. Pickholz ; Excerpt from: Obtaining evidence for federal economic crime prosecutions : an overview and analysis of investigative methods / Stephen V. Wilson and A. Howard Matz ; Excerpt from: Note, developments in the law
• Corporate crime : regulating corporate behavior through criminal sanctions ; Excerpt from: Internal corporate investigations ... / Dennis J. Block and Nancy E. Barton ; Excerpt from: Parallel civil cases and global settlements / Marvin G. Pickholz

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ISBN

0897070097 (pbk.)

LCCN

^^^79088509^

OCLC

7344944

RCP

H - S

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