Details

Subject(s)

• Corporate lawyers—United States [Browse]
• Corporate legal departments—United States [Browse]

Contributor

• Stern, Robert [Browse]

Series

Corporate law and practice course handbook series ; B-2816. [More in this series]

Notes

Includes index.

Source of description

Description based on publisher supplied metadata and other sources.

Contents

• Front Matter
• Faculty Bios
• Table of Contents
• Chapter 1.
• U.S. Department of Justice, Lisa Monaco, Deputy Attorney General, Office of the Attorney General, Memorandum, Further Revisions to Corporate Criminal Enforcement Policies Following Discussions with Corporate Crime Advisory Group (September 15, 2022)
• Chapter 2.
• U.S. Department of Justice, Justice News, Assistant Attorney General Kenneth A. Polite, Jr. Delivers Remarks on Revisions to the Criminal Division's Corporate Enforcement Policy (January 17, 2023)
• Chapter 3.
• U.S. Securities and Exchange Commission, Division of Examinations, Risk Alert, The Division Examinations' Review of ESG Investing (April 9, 2021)
• Chapter 4.
• U.S. Securities and Exchange Commission, Press Release, SEC Charges Mutual Fund Manager for Violating Socially Responsible Investing Restrictions (July 30, 2008)
• Chapter 5.
• U.S. Securities and Exchange Commission, Litigation Release No. 24336, SEC Charges Businessman and Lawyer in Fraudulent Eb-5 Scheme (November 6, 2018)
• Chapter 6.
• U.S. Securities and Exchange Commission, Litigation Release No. 23938, Businessman Charged with Stealing Investor Funds for Packers Tickets (September 20, 2017)
• Chapter 7.
• U.S. Securities and Exchange Commission, Gary Gensler, Chair, Speech, "This Law and Its Effective Administration," Remarks Before the Practising Law Institute's 54th Annual Institute on Securities Regulation (November 2, 2022)
• Chapter 8.
• U.S. Securities and Exchange Commission, Allison Herren Lee, Commissioner, Speech, Climate, ESG, and the Board of Directors: "You Cannot Direct the Wind, But You Can Adjust Your Sails," Keynote Address at the 2021 Society for Corporate Governance National Conference (June 28, 2021)
• Chapter 9.
• U.S. Securities and Exchange Commission, Investor Alerts and Bulletins, Environmental, Social and Governance (ESG) Funds-Investor Bulletin (February 26, 2021)
• Chapter 10.
• U.S. Securities and Exchange Commission, Gurbir S. Grewal, Director, Division of Enforcement, Speech, Remarks at Securities Enforcement Forum (November 15, 2022)
• Chapter 11.
• U.S. Securities and Exchange Commission, Press Release, SEC Charges McDonald's Former CEO for Misrepresentations About His Termination, Fast Food Company Charged for Public Disclosure Violations (January 9, 2023)
• Chapter 12.
• U.S. Securities and Exchange Commission, Press Release, SEC Charges Robo-Adviser with Misleading Clients (February 10, 2022)
• Chapter 13.
• U.S. Securities and Exchange Commission, Press Release, SEC Charges SPAC, Sponsor, Merger Target, and CEOs for Misleading Disclosures Ahead of Proposed Business Combination (July 13, 2021)
• Chapter 14.
• U.S. Securities and Exchange Commission, Press Release, SEC Charges Tampa-Based Health Insurance Distributor and Its Former CEO with Making False Statements to Investors (July 20, 2022)
• Chapter 15.
• U.S. Securities and Exchange Commission, Paul Munter, Acting Chief Accountant, Statement, The Auditor's Responsibility for Fraud Detection (October 11, 2022)
• Chapter 16.
• U.S. Securities and Exchange Commission, Press Release, SEC Announces Enforcement Results for FY22, Commission Filed 760 Enforcement Actions and Recovered Record

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