Understanding the securities laws 2016 / Gary M. Brown, N. Adele Hogan, Mark D. Wood.

Author
Brown, Gary M. [Browse]
Format
Book
Language
English
Published/​Created
New York, N.Y. : Practising Law Institute, 2016.
Description
1 online resource (1,289 pages) : illustrations.

Details

Subject(s)
Author
Series
Corporate law and practice course handbook series ; B-2261. [More in this series]
Notes
Includes index.
Source of description
Description based on publisher supplied metadata and other sources.
Contents
  • Front Matter
  • Faculty Bios
  • Table of Contents
  • Chapter 1.
  • Chapter 1: Approaching Securities Law, Practising Law Institute, Securities Law and Practice Deskbook (Sixth Edition)
  • Chapter 2.
  • Chapter 3: Regulatory Framework of Securities Act Registration, Practising Law Institute, Securities Law and Practice Deskbook (Sixth Edition)
  • Chapter 3.
  • Chapter 5: Reach of Securities Act Regulation, Practising Law Institute, Securities Law and Practice Deskbook (Sixth Edition)
  • Chapter 4.
  • Chapter 9: Registration and Periodic Reporting Under the Exchange Act, Practising Law Institute, Securities Law and Practice Deskbook (Sixth Edition)
  • Chapter 5.
  • Introduction to Securities Law (PowerPoint slides)
  • Chapter 6.
  • Registering Securities Under the Securities Act of 1933 (Substantive Outline)
  • Chapter 7.
  • Anna T. Pinedo and James R. Tanenbaum, Ch. 2: Private Placements-An Overview, Practising Law Institute, Exempt and Hybrid Securities Offerings (2nd Edition)
  • Chapter 8.
  • Morrison & Foerster LLP, Matchmaking Basics: How it Works, Current Regulations and Key Considerations
  • Chapter 9.
  • David Lynn, Morrison & Foerster LLP, Client Alert, SEC Proposes Rule Changes to Pave the Way for Intrastate and Regional Offerings (November 5, 2015)
  • Chapter 10.
  • David Lynn and Anna Pinedo, Morrison & Foerster LLP, Client Alert, Following the Wisdom of the Crowd? (November 2, 2015)
  • Chapter 11.
  • Marty Dunn et al., Morrison & Foerster LLP, Client Alert, Regulation A+: Final Rules Offer Important Capital Raising Alternatives (March 26, 2015)
  • Chapter 12.
  • Securities Act Exemptions (May 13, 2016) (Substantive Outline)
  • Chapter 13.
  • Periodic and Other Reporting Obligations Under the Securities Exchange Act of 1934 (Substantive Outline) (May 2016)
  • Chapter 14.
  • Sidley Austin LLP, Sidley Update (April 20, 2016)
  • Chapter 15.
  • Liability for Securities Law Violations (Substantive Outline)
  • Chapter 16.
  • Alston & Bird LLP, Private Securities Litigation Reform Act-Major Developments and Issues
  • Chapter 17.
  • "Section 16 Insiders-Reporting and Liability"- Overview of Section 16 of the Exchange Act (Substantive Outline)
  • Chapter 18.
  • Simpson Thacher, Memorandum, SEC Proposes Executive Compensation Clawback Rule (July 23, 2015)
  • Chapter 19.
  • Simpson Thacher, Memorandum, SEC Charges Computer Sciences Corporation And Its Former Executives With Accounting Fraud, Invoking Sarbanes-Oxley's Clawback Provision (July 6, 2015)
  • Chapter 20.
  • Simpson Thacher, Memorandum, SEC Charges Eight Insiders For Failing to Update Stock Ownership Disclosures (April 3, 2015)
  • Chapter 21.
  • Simpson Thacher, Memorandum, SEC Files Sarbanes-Oxley Clawback Action Against Two Former CFOs (March 3, 2015)
  • Chapter 22.
  • Simpson Thacher, Memorandum, SEC Charges 34 Insiders, Shareholders and Public Companies with Delinquencies in Reporting Stock Holdings and Trades (September 22, 2014)
  • Chapter 23.
  • Understanding Regulation BTR (April 28, 2016)
  • Chapter 24.
  • Regulation of Proxy Solicitation (Substantive Outline) (May 2016)
  • Chapter 25.
  • Shearman & Sterling LLP, The SEC's Final Pay Ratio Rules: What You Need to Know (August 10, 2015)
  • Chapter 26.
  • Shearman & Sterling LLP, SEC Proposes Highly Anticipated Clawback Rules (July 9, 2015)
  • Chapter 27.
  • Shearman & Sterling LLP, SEC Proposes Long-Awaited Pay for Performance Rules (May 4, 2015)
  • Chapter 28.
  • Shearman & Sterling LLP, SEC Proposes Equity Hedging Disclosure Rules Under Dodd-Frank (February 19, 2015)
  • Chapter 29.
  • Rajeev Kumar, CFA, 2015 Proxy Season Update (August 2015)
  • Chapter 30.
  • Christopher M. Hayden, Georgeson Inc., Practical Considerations for Your First Annual Meeting (July 2014)
  • Chapter 31.
  • Kirkland & Ellis LLP, Kirkland Alert, SEC Issues Proposed Compensation Clawback Rules (July 2015)
  • Chapter 32.
  • Securities Law Aspects of Mergers, Acquisitions, and Other Corporate Transactions (Substantive Outline)
  • Chapter 33.
  • Securities Law Aspects of Mergers, Acquisitions and Other Corporate Transactions (April, 29 2016)
  • Chapter 34.
  • Chapter 42, The SEC's New Pay Ratio Disclosure Rule (August 13, 2015)
  • Chapter 35.
  • Chapter 7: Resales of Securities Under the Securities Act, Practising Law Institute, Securities Law and Practice Deskbook (Sixth Edition)
  • Chapter 36.
  • Cleary Gottlieb Steen & Hamilton LLP, Alert Memorandum, In Sanofi, the Second Circuit Applies Omnicare's Standard for Liability for Statements of Opinion Under Section 11 for the First Time and Affirms Dismissal (March 8, 2016)
  • Chapter 37.
  • Cleary Gottlieb Steen & Hamilton LLP, Alert Memorandum, In Omnicare, Supreme Court Clarifies the Scope of Liability for Statements of Opinion Under Section 11 of the Securities Act of 1933 (April 3, 2015)
  • Chapter 38.
  • Ethics: Selected Materials, Selected Excerpts from the New York State Rules of Professional Responsibility, Effective April 1, 2009, and as amended through May 1, 2014
  • Chapter 39.
  • U.S. Department of Justice, Office of the Deputy Attorney General, Memorandum Re: Individual Accountability for Corporate Wrongdoing, from Sally Quillian Yates, Deputy Attorney General (September 9, 2015)
  • Chapter 40.
  • Bank Examination Privilege (PowerPoint slides)
  • Chapter 41.
  • Blank Rome LLP, The Justice Department's Yates Memorandum and Three Tips for Government Contractors to Manage the Risks (February 2016) (No. 1)
  • Chapter 42.
  • U.S. Securities and Exchange Commission, Office of the Whistleblower, Frequently Asked Questions
  • Chapter 43.
  • U.S. Securities and Exchange Commission, Press Release No. 2016-10, SEC Awards Whistleblower More Than 700,000 for Detailed Analysis (January 15, 2016)
  • Chapter 44.
  • Should Internal Whistleblowers Be Encouraged?-A Test for Compliance Policies (PowerPoint slides)
  • Chapter 45.
  • The United States Department of Justice, Office of Public Affairs, Justice Blogs, Courtesy of Assistant Attorney General Leslie R. Caldwell of the Justice Department's Criminal Division, Criminal Division Launches New FCPA Pilot Program (April 5, 2016)
  • Chapter 46.
  • Blank Rome LLP, White Collar Defense and Investigations, DOJ Announces FCPA Pilot Program in an Effort to Incentivize Companies to Self-Report Misconduct (April 2016) (No. 1)
  • Chapter 47.
  • U.S. Securities and Exchange Commission, Press Release No. 2016-70, SEC Solicits Public Comment on Business and Financial Disclosure Requirements in Regulation S-K (April 15, 2016)
  • Chapter 48.
  • Navigating Ethics and Professionalism Requirements (PowerPoint slides)
  • Index.
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