Details

Subject(s)

• Securities—United States [Browse]

Author

• Morrissey, Richard C. [Browse]
• Greenwald, David J. [Browse]

Series

Corporate law and practice course handbook series ; Number B-1783. [More in this series]

Notes

Includes index.

Source of description

Description based on publisher supplied metadata and other sources.

Contents

• Front Matter
• Faculty Bios
• Table of Contents
• Chapter 1.
• Frank and Dodd Release Legislative Proposals Addressing Systemic Risk and Modifying the Regulatory Framework for Bank Holding Companies and Depository Institutions
• Chapter 2.
• FSA Discussion Paper 09/04: How to Regulate Banks Which Are "Too Big To Fail"?
• Chapter 3.
• German Government Agrees on Financial Markets Policy for the Upcoming Four-Year Term
• Chapter 4.
• Regulatory Review September 2009: Global Themes and Challenges in Financial Regulation
• Chapter 5.
• SEC Proposes Ban on Flash Orders: SEC Proposes Elimination of Flash Order Exception from Rule 602 of Regulation NMS
• Chapter 6.
• Fixed Price Offerings: FINRA Proposes to Simplify Rules on Fixed Price Offerings
• Chapter 7.
• Rights Offerings and US Shareholders: Emerging Practice
• Chapter 8.
• Short Sale Rulemaking: SEC Makes Temporary Rule 204T Permanent and Announces That Rule 10a-3T on Short Sale Reporting Will Expire on August 1, 2009
• Chapter 9.
• Underwriter Conflicts of Interest: SEC Approves Rule Change Simplifying and Modernizing NASD Rule 2720
• Chapter 10.
• Short Sale Restrictions: SEC Releases Short Sale Rule Proposals: Seeks Comments on Price Test and Circuit Breaker Proposals
• Chapter 11.
• Oil and Gas Reserves Disclosure: SEC Adopts Rules to Modernize Disclosure Requirements for Oil and Gas Reserves
• Chapter 12.
• A Review of Corporate Governance in UK Banks and Other Financial Industry Entities (The "Walker Review")
• Chapter 13.
• FSB Principles for Sound Compensation Practices: Implementation Standards, Financial Stability Board
• Chapter 14.
• FSF Principles for Sound Compensation Practices, Financial Stability Forum [Board]
• Chapter 15.
• HM Treasury: Remarks of Lord Myner at the UBS Corporate Governance Forum, October 6, 2009
• Chapter 16.
• PCAOB: Reforms, Transparency, and Accountability, Remarks of Steven B. Harris, Board Member, PCAOB Before the International Organization of Supreme Audit Institutions, Washington, D.C., June 30, 2009
• Chapter 17.
• Speech by Daniel M. Gallagher, Jr., Co-Acting Director, Division of Trading and Markets, U.S. Securities and Exchange Commission, Remarks Before Fintel's 2nd Annual Global Financial Services Centers Conference
• Chapter 18.
• Shareholder Bill of Rights Act of 2009, S. 1074, 111TH Cong. (2009)
• Chapter 19.
• SEC Approves Amendment to NYSE Rule 452, Eliminating Broker Discretionary Voting in Uncontested Director Elections
• Chapter 20.
• Incredible Deterrence? the FSA's New Proposals on Enforcement Penalties
• Chapter 21.
• Outline of Recent SEC Enforcement Actions
• Chapter 22.
• Speech by SEC Chairman: "The Road to Investor Confidence." by Chairman Mary Schapiro, U.S. Securities and Exchange Commission
• Chapter 23.
• Speech by SEC Staff: Remarks Before the New York City Bar: My First 100 Days As Director of Enforcement, by Robert Khuzami, Director, Division of Enforcement, U.S. Securities and Exchange Commission
• Chapter 24.
• Competition Law Developments and Emerging Enforcement Issues: 2009 Developments in the United States and Canada
• Chapter 25.
• Competition Law Developments and Emerging Enforcement Issues: 2009 Developments in the EU
• Chapter 26.
• Overview of EU Financial Services Issues-November 2009
• Chapter 27.
• Living Wills-Official Commentaries
• Chapter 28.
• Institute for Law and Finance: Regulatory Implications of the Global Financial Crisis, Working Paper Series No. 102
• Chapter 29.
• Contingent Capital-The New Hybrid Capital?
• Chapter 30.
• Differing Approaches to Pre-Sounding Across the Atlantic
• Chapter 31.
• Restructuring Public Debt-An Overview of the Legal Framework
• Chapter 32.
• Takeover Law and Practice 2009
• Chapter 33.
• Comments to SEC Release, "Facilitating Shareholder Director Nominations," File No: S7-10-09; Release Nos. 33-9046; 34-60089; IC-28765
• Chapter 34.
• Proxy Solicitation Through the Internet: SEC Publishes Proposed Amendments to Rules Requiring Internet Availability of Proxy Materials
• Chapter 35.
• Failed Bank Acquisitions: FDIC Releases Final Policy Statement on Private Investments in Failed Insured Depository Institutions
• Chapter 36.
• Compensation and Corporate Governance Disclosure and Proxy Solicitation: SEC Publishes Proposed Rules to Expand Disclosure Regarding Compensation and Corporate Governance Matters and to Clarify Proxy Solicitation Rules
• Chapter 37.
• Director Elections, Proxy Statements and Say-On-Pay
• Chapter 38.
• Shareholder Proxy Access: SEC Publishes Proposed Rule Providing Shareholders Access to Company Proxy Statements for Director Nominations
• Chapter 39.
• San Antonio Fire & Police Pension Fund v. Amylin Pharmaceuticals, Inc.
• Chapter 40.
• Delaware Supreme Court Rejects Bad Faith Claim Against Lyondell Board: The Court Rejects a Claim That a Truncated Sale Process Run by an Independent Board Violated the Directors' Duty to Act in Good Faith
• Chapter 41.
• Election of Directors: NYSE Moves to Eliminate Broker Discretionary Voting on the Election of Directors Beginning As Early As 2010
• Chapter 42.
• Exchange Act Reports, Proxy Statements and Registration Statements: Federal Court of Appeals Focuses Attention on Disclosure of Representations in Agreements Filed with the SEC
• Chapter 43.
• The Financial Crisis and the Business Judgment Rule: State Courts Reject Challenges to Bear Stearns and Wachovia Transactions
• Chapter 44.
• What Every Securities Lawyer Needs to Know About Ethics: Hypothetical I & II
• Chapter 45.
• American Bar Association Model Rules of Professional Conduct: Model Rule 1.6 and Comment(S)
• Chapter 46.
• New York Rules of Professional Conduct: New York Rule 1.6 and Comment(S)
• Chapter 47.
• American Bar Association Model Rules of Professional Conduct: Model Rule 1.10 and Comment(S)
• Chapter 48.
• New York Rules of Professional Conduct: New York Rule 1.10 and Comment(S)
• Chapter 49.
• American Bar Association Model Rules of Professional Conduct: Model Rule 1.18 and Comment(S)
• Chapter 50.
• New York Rules of Professional Conduct: New York Rule 1.18 And Comment(S)
• Chapter 51.
• American Bar Association Model Rules of Professional Conduct: Model Rule 8.5 and Comment(S)
• Chapter 52.
• New York Rules of Professional Conduct: New York Rule 8.5 and Comment(S)
• Chapter 53.
• American Bar Association Model Rules of Professional Conduct: Formal Opinion 09-455
• Chapter 54.
• The Association of the Bar of the City of New York Committee on Professional and Judicial Ethics: Formal Opinion 2009-1
• Chapter 55.
• New York State Bar Association, Committee on Professional Ethics: Opinion 815
• Chapter 56.
• Who Is the "Lawyer" Governed by New York's Disciplinary Rules? Bloomberg Law Reports, New York Law, Vol. 1, No. 2
• Chapter 57.
• Solicitors Regulation Authority-Code of Conduct: Rule 3
• Chapter 58.
• City of London Law Society Proposed Draft Rider to Rule 3.02 (Exceptions to Duty Not to Act)
• Chapter 59.
• City of London Law Society Draft Guidance to Rule 3.02(3)
• Chapter 60.
• Solicitor's Regulation Authority-Code of Conduct: Rule 4
• Chapter 61.
• Koch Shipping Inc v. Richard Butler (A Firm) [2002] APP,LR. 07/22/2002
• Chapter 62.
• Arklow Investments Ltd. v. Maclean, Privy Council 12/1/1999
• Index.

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Other title(s)

• Ninth annual institute on securities regulation in Europe
• Corporate law and practice course handbook series vol. no. B-1783

ISBN

1-4024-1332-7

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